About Fiduciam Financial

At Fiduciam Financial, the genuine care and financial well-being of our clients is our driving force and highest mission. We collaborate with our clients to foster a clear view of their financial picture and a roadmap to pursuing their goals and dreams. Our team pledges to work with integrity to offer our clients a listening ear, a steady voice, and a guiding hand. As a longstanding leader in financial planning and advice, we provide our clients with goal-based advice, investments and solutions aligned to goals, a compelling digital experience, and a referable service experience.

General Information Years of Experience in Financial Services:    30 Gender:    Male Firm CRD#:    6363 Insurance License#:    966693 Work with the following types of clients:    Businesses, Individual Investors Name of Broker/Dealer:    Ameriprise Financial States Willing to do Business in:    Woodbury, Waterbury, Union City, Hopeville, Naugatuck, Oakville, Watertown, Southbury, Oxford, Beacon Falls, East End, South Britain, Prospect, Lakeside, Bethlehem, Wolcott, Riverside, Seymour, Roxbury, Bethany, Middlebury, Litchfield, Bantam, Barkhamsted, Bethlehem, Bridgewater, Canaan, Colebrook, Cornwall, East Canaan, Goshen, Harwinton, Kent, Morris, New Hartford, New Milford, New Preston, Norfolk, Northfield, Plymouth, Roxbury, Salisbury, Sharon, South Kent, Terryville, Thomaston, Torrington, Washington, West Cornwall, Winsted. Danbury, Newtown Advisory Services Provided:    Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting

Services Investment Types:    Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments Can meet clients in the following ways:    Your Office, Phone, Our Office, Your Home, Our Offices, Video Conference

Qualifications & Memberships Certifications, Accreditations & Designations:    CFA®, CLU®, ChFC®, CFP® Securities Licenses:    Series 7, Series 24, Series 63 Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident

Firm Information Assets Managed by Firm:    749258600 Firm's Number of Clients:    1300

Compliance Criminal Disclosures in Last 5 years:    I have a clean record Compliance Disclosures in Last 5 years:    I have a clean record Acknowledged fiduciary:    Yes

Compensation and Fees Compensation Methods:    Based on Assets, Flat Fee Fee Structure:    Fee-Based

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	How are you compensated? How will I pay for your services?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	How much risk should I be willing to take?

Q.	Why should I choose you as my financial advisor?

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Q.	What are your qualifications? What is your education background?
We have a wide variety experiences on our team and hold designations such as: CFP®, AMPA®, ChSNC®, and CRPC®.

Q.	How are you compensated? How will I pay for your services?
We pride ourselves on being a Fiduciary. Fiduciary means that you put your clients interests first and aren't conflicted by commissions. Our pricing schedule removes that conflict entirely, and our advisors are paid a salary, not based on commissions. Simply put, we only do better when our clients do better.

Q.	How many clients do you currently manage?
We currently manage 1,300 households.

Q.	Will you be the only person working with me?
If you choose to move forward, you will be assigned to an advisor on our team who is a great fit for what you are looking for.

Q.	How much risk should I be willing to take?
We will work together to determine what level of risk you are comfortable with. We will give you our suggestions based on your situation, however it is ultimately your decision regarding how much risk you are willing to take.

Q.

Why should I choose you as my financial advisor?

At Fiduciam, we specialize in helping people attain their financial goals, through a collaborative financial advice and investment relationship. Typically, this is around retirement income, 401k rollovers, estate planning, and low-cost, tax efficient investing. Our clients have a deep and personal relationship with an advisor that knows them and their family well and is invested in helping our clients achieve their goals.