| Advisor Profile |
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| Name: |
Coastal Wealth Management |
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Disclosure Link:
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| Disclaimer |
Ameriprise financial advisors are individually registered to do business only in certain U.S. states. Please refer to an advisors personal website, for additional details.
Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.
Ameriprise Financial Services, LLC. Member FINRA and SIPC.
© 2005-2021 Ameriprise Financial, Inc. All rights reserved. Users of this site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations. |
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About Coastal Wealth Management |
Putting clients first; it's what we do.
We provide personalized financial advice to help you make it through today's challenges and stay focused on tomorrow's goals. It's our honor to share that Ameriprise earned a 2021 Hearts & Wallets Top Performer™ recognition in:
"Unbiased, puts my interest first"
"Investment ideas knowledgeable, timely, and tactical"
"Offers personal financial advice"
Your financial goals are individual, and we can help you achieve them.
We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else.
The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life.
With the right financial advice, life can be brilliant.
We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options. |
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General Information |
| Years of Experience in Financial Services: |
22
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| Foreign Languages Serviced: |
English
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| States Licensed in: |
All States
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| Name of Custodial Firm: |
Ameriprise
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| Number of Years with Current Firm: |
2
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| Insurance License#: |
6371173
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
Ameriprise
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| States Willing to do Business in: |
Connecticut, New York, Florida, Massachusetts, Vermont, New Jersey, Pennsylvania, Rhode Island
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| Advisory Services Provided: |
Legal Advice and Services, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Our Offices, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CPA, CFA®, CMFC®, CFP®, CRPC®, APMA®
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| Securities Licenses: |
Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Accident, Casualty, Property, Disability
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Firm Information |
| Assets Managed by Firm: |
815000000
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| Assets Managed by Advisor: |
815,000,000
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| Advisor's Number of Clients: |
1500
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| Firm's Number of Clients: |
1500
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| Advisor's Number of Planning Clients: |
280
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| Advisor's Number of Managed Clients: |
1500
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| Firm's Number of Planning Clients: |
280
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| Firm's Number of Managed Clients: |
1500
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Additional Details on Charges: |
The only fee charged is the management fee plus a comprehensive planning fee if you choose financial planning. We do not charge extra for ticket charges or administrative charges.
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| Compensation Methods: |
Based on Assets, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
500,000
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| Minimum Fee Charged for Managed Accounts: |
0
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| Minimum Fee Charged for Hourly Planning Accounts: |
0
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