| Advisor Profile |
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| Name: |
Christopher C. Giambrone |
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Disclosure Link:
https://adviserinfo.sec.gov/firm/brochure/8032
https://content.commonwealth.com/media/WiserAdvisorSolicitorDisclosureDoc_ChrisGiambroneAndDennisCoughlin.pdf" target="_blank">WiserAdvisor provides referr...
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| Disclaimer |
Securities and advisory services offered through Commonwealth Financial Network®, www.FINRA.org / www.SIPC.org, a Registered Investment Adviser. CG Capital, 139 Genesee Street, New Hartford, NY 13413, 315.765.6032. This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, CT, FL, GA, ID, IL, IN, KY, MA, MD, MI, NC, NH, NJ, NM, NV, NY, PA, SC, VA, WA. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services. Review our Terms of Use: www.commonwealth.com/termsofuse.html. |
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About CG Capital |
Our firm was founded to provide a more authentic, humanized type of financial planning what we call financial life planning. Rather than focusing on transactions, we emphasize planning and education, to ensure you understand the financial products you own and why you own them.
Christopher Giambrone is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Christopher Giambrone is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Christopher Giambrone is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Christopher Giambrone is required to act in a fiduciary capacity.
More information is available in Commonwealth’s Form CRS. |
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General Information |
| Years of Experience in Financial Services: |
25
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| States Licensed in: |
AR, AZ, CA, CO, CT, FL, GA, ID, IL, IN, KY, MA, MD, MI, NC, NH, NJ, NM, NV, NY, PA, SC, VA, WA
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| Name of Custodial Firm: |
NFS
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| Number of Years with Current Firm: |
12
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| Work with the following types of clients: |
Businesses, Individual Investors
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| Name of Broker/Dealer: |
Commonwealth Financial Network
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| Advisory Services Provided: |
Financial Planning for Businesses, Financial Planning for Individuals, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Email, Phone, Our Office, Our Offices, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
AIF®, CFP®
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| Securities Licenses: |
Series 6, Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
500K+
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