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About BRIA Capital Group, LLC |
| We are a Fee Based Firm, we focus on financial planning and wealth management. We do maintain our license to help with Insurance products as necessary. We have always focused on maintaining a small number of clients that we can service and support really well. |
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General Information |
| Years of Experience in Financial Services: |
12
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| Foreign Languages Serviced: |
English
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| Work Experience: |
I have been a Financial Advisor since leaving college 12 years ago. For the first 10 years of my career I ran a practice and later a territory for Pruco Securities in Rochester NY. I moved down here early 2020 and bought into my current Firm. I bought the remaining ownership at the end of last year. We are a small Firm on purpose, we want to be high touch and find additional clients that are good fits.
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| Name of Custodial Firm: |
Charles Schwab
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| Number of Years with Current Firm: |
2
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| Insurance License#: |
W307198
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
N/A
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| States Willing to do Business in: |
Greater Tampa Bay
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| Advisory Services Provided: |
Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Investment Advice & Management, Financial Advice & Consulting
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Phone, Our Offices, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFP®
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| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Life, Annuity, Disability
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Firm Information |
| Assets Managed by Firm: |
$52,000,000
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| Assets Managed by Advisor: |
$52,000,000
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| Advisor's Number of Clients: |
110
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| Firm's Number of Clients: |
110
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| Advisor's Number of Planning Clients: |
110
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| Advisor's Number of Managed Clients: |
100
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| Firm's Number of Planning Clients: |
110
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| Firm's Number of Managed Clients: |
110
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Compliance |
| Criminal Disclosures in Last 5 years: |
I have a clean record
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
1.5%
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| Additional Details on Charges: |
We start at 1.5% and drop from there. We don't do asset minimums, instead we do a fee minimum per year ($1500).
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee
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| Minimum Fee Charged for Managed Accounts: |
N/A
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| Minimum Fee Charged for Hourly Planning Accounts: |
N/A
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