| Advisor Profile |
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| Name: |
Jay Neal and Renee Simpson |
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Disclosure Link:
WiserAdvisor provides referr...
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| Disclaimer |
| Investment Advisory Services offered through AlphaStar Capital Management, LLC a SEC Registered Investment Adviser. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability. AlphaStar Capital Management, LLC and Advanced Wealth Strategies are independent entities. The firm only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. Insurance products and services are offered through individually licensed and appointed agents in various jurisdictions. |
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About Advanced Wealth Strategies |
At Advanced Wealth Strategies, we understand that wealth is not defined by a product nor a transaction. We understand that financial worries often lead people to make investment decisions based on their emotions. Our purpose is to build trust and confidence, to allow you to take your emotions out of your investments and redirect them back into the things and people that matter to you most. Achieving true wealth means being able to enjoy time with people you love without concerning yourself with financial anxieties.
For 7 years, AWS has helped individuals, families, and businesses in the greater Charlotte and Lake Norman areas to navigate the ups and downs of the market, changing tax laws and more.
From retirement planning and tax-optimized investment management to 1031 investments, and corporate and family trustee services. AWS collaborates intimately with you to assess and integrate all aspects of your financial life into one, tailor-made comprehensive plan. |
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General Information |
| Years of Experience in Financial Services: |
7
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| States Licensed in: |
NC, SC, GA, VA, TN, PA and MA
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| Number of Years with Current Firm: |
2
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| Insurance License#: |
15870875 16359019
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| Work with the following types of clients: |
Businesses, Individual Investors
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| States Willing to do Business in: |
Not Provided
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments
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| Can meet clients in the following ways: |
Your Office, Phone, Our Office, Video Conference
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Qualifications & Memberships |
| Securities Licenses: |
Series 6, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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Firm Information |
| Assets Managed by Firm: |
$30,000,000
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| Assets Managed by Advisor: |
$14,000,000
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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